Jacquelyn O'Brien:  

, and or qualified plan accounts. Required learning information in obtaining a series 6 license for the New York Stock Exchange and have acquired Mutual Fund Certification. Liquidation and/or purchase shares for shareholders on their record trade date also obtain and inform shareholder of required tax information or forms. Current position for approximately one year, Senior Quality Control. Responsible for ensuring that all shareholder account activity is processed correctly and reported back in a courteous, clear and timely manner. Ensure of data processing for all assigned monetary and non-monetary transactions are complete and accurate. Execute precise financial and non-financial system input, ultimately eliminating losses and customer/client dissatisfaction. Assist Supervisor and/or Manager in identifying individual or group training needs and assist in documenting supporting procedures, if needed.